The Center for Audit Quality and AICPA have issued a member alert outlining regulatory changes that are applicable to audits and attestation engagements of brokers and dealers and futures commission merchants, including those entities that are dually-registered.
Source: http://feedproxy.google.com/~r/AICPA_PressCenter/~3/GlM2feWCoVU/CAQ-AICPA-Member-Alert-Highlighting-Regulatory-Changes-Applicable-toAudits-and-Attestation-Reports-of-Brokers-and-Dealers.aspx
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